Alexander Parkhouse

Oct 16, 2023 | mondaq.com | Mike Bienenfeld |Jeffrey Cohen |Alexander Parkhouse |Pierre-Emmanuel Perais

In an effort to modernize beneficial ownership reporting requirements, the U.S. Securities and Exchange Commission (the "SEC") has adopted amendments to Regulation 13D-G that significantly shorten filing deadlines for the disclosure of beneficial ownership of publicly traded equity securities. The SEC has also issued guidance regarding cash-settled derivative securities and the circumstances under which a group is formed under the regulation.

Jul 5, 2023 | mondaq.com | Mike Bienenfeld |Andrew Gaines |Alexander Parkhouse

SEC approves exchange listing rules after amendments to establish later effective date This briefing was originally published on June 9, 2023. It has been updated to reflect the SEC's approval of the amendments. The U.S. Securities and Exchange Commission (the "SEC") has approved the NYSE's and Nasdaq's amendments to their proposed compensation clawback listing rules establishing an effective date of October 2, 2023.