Andrew Dean

1 month ago | law360.com | Andrew Dean |Greg Burton

By Andrew Dean and Greg Burton ( March 14, 2025, 4:52 PM EDT) -- On March 6, the U.S. Securities and Exchange Commission staff informed the U.S. District Court for the District of Connecticut that, pending a commission vote, the SEC planned to seek dismissal of the charges against Silver Point Capital, a registered investment adviser, for allegedly having insufficient information barriers to guard against the misuse of material nonpublic information....

1 month ago | law360.co.uk | Andrew Dean |Greg Burton

By Andrew Dean and Greg Burton ( March 14, 2025, 4:52 PM EDT) -- On March 6, the U.S. Securities and Exchange Commission staff informed the U.S. District Court for the District of Connecticut that, pending a commission vote, the SEC planned to seek dismissal of the charges against Silver Point Capital, a registered investment adviser, for allegedly having insufficient information barriers to guard against the misuse of material nonpublic information....