Anne Walsh

Oct 7, 2024 | thefdalawblog.com | Anne Walsh |JP Ellison

It took only 3 months. In June, the Supreme Court ruled that the SEC cannot use its administrative authority to impose civil penalties for securities fraud on the ground that these penalties violate the U.S. Constitution’s Seventh Amendment right to a jury trial. See SEC v Jarkesy, 144 S. Ct. 2117 (2024).

Jun 10, 2024 | thefdalawblog.com | Anne Walsh |Sarah L Wicks

Among FDA-regulated establishments and stakeholders, there is one word that makes everyone go on edge – the dreaded FDA “inspection.” In an effort to clarify for industry and alleviate some of the stress associated with these activities, last week the FDA issued a draft guidance aimed at providing recommendations on how to handle inspections under FDA’s Bioresearch Monitoring (BIMO) program.

Dec 15, 2023 | advisorperspectives.com | Anne Walsh

Anne Walsh, Chief Investment Officer for Guggenheim Partners Investment Management, joins CNBC to discuss Federal Reserve policy and its effect on credit markets heading into 2024. Important Notices and DisclosuresInvesting involves risk, including the possible loss of principal. This material is distributed for informational or educational purposes only and should not be considered a recommendation of any particular security, strategy, or investment product, or as investing advice of any kind.

Nov 29, 2023 | mondaq.com | Riette van Laack |Riëtte van Laack |Anne Walsh

Although the Consumer Product Safety Act (CPSA) has been around for over 50 years to "protect the public against unreasonable risks of injury associated with consumer products," it was not until 2008 that the statute was amended to authorize the Consumer Product Safety Commission ("CPSC") to impose criminal liability against individual directors, officers, or agents of a corporation for violating the CPSA. See 15 U.S.C. § 2070. Now, fifteen years later, on Nov.

Nov 27, 2023 | thefdalawblog.com | Anne Walsh |Riette van Laack |Riëtte van Laack

Although the Consumer Product Safety Act (CPSA) has been around for over 50 years to “protect the public against unreasonable risks of injury associated with consumer products,” it was not until 2008 that the statute was amended to authorize the Consumer Product Safety Commission (“CPSC”) to impose criminal liability against individual directors, officers, or agents of a corporation for violating the CPSA.  See 15 U.S.C.  § 2070. Now, fifteen years later, on Nov.