Ayah Zaidi

Dec 6, 2024 | jdsupra.com | Robert J Sawyer |Ayah Zaidi

As a reminder, investment advisers who are subject to any state registration, renewal or notice filing fees must have funded their IARD accounts by December 9, 2024 in order to cover such fees (with a recommendation from IARD to initiate any funds transfer no later than December 5, 2024 in order to allow 2 business days for processing).

Sep 9, 2024 | mondaq.com | Robert Sawyer |Ayah Zaidi

Private fund managers are reminded that the Corporate Transparency Act (CTA) may trigger reporting obligations to the Department of the Treasury's Financial Crimes Enforcement Network for private fund managers and the private funds they manage in 2024 as soon as 90 days after the initial organization of a new entity or by January 1, 2025, for existing entities (formed prior to January 1, 2024).

Sep 6, 2024 | jdsupra.com | Robert J Sawyer |Ayah Zaidi

Private fund managers are reminded that the Corporate Transparency Act (CTA) may trigger reporting obligations to the Department of the Treasury’s Financial Crimes Enforcement Network for private fund managers and the private funds they manage in 2024 as soon as 90 days after the initial organization of a new entity or by January 1, 2025, for existing entities (formed prior to January 1, 2024).

Feb 21, 2024 | mondaq.com | Ayah Zaidi

Key Takeaways: In October 2023, the SEC adopted final amendments to Regulation 13D-G and Regulation S-T to modernize the beneficial ownership reporting regime under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, and the related rules, which aim to enhance the timeliness, accuracy, and accessibility of information about significant ownership and voting power in public companies. The amendments went into effect February 5, 2024 (see below for specific compliance dates).

Nov 6, 2023 | jdsupra.com | Robert J Sawyer |Ayah Zaidi

December 11, 2023 in order to cover such fees (with a recommendation from IARD to initiate any funds transfer no later than December 7, 2023 in order to allow 2 business days for processing).