Benjamin Naftalis

Oct 28, 2024 | jdsupra.com | Catherine McBride |Benjamin Naftalis |Eric Volkman

Enforcement agencies urge investment in compliance programs. On October 10, 2024, the Department of Justice (DOJ) announced plea agreements with TD Bank N.A. (TDBNA) and its parent company, TD Bank US Holding Company (TDBUSH, and together with TDBNA, the Bank) in connection with anti-money laundering (AML) program failures.

Jul 25, 2023 | lexology.com | Jack Barber |Jenny Cieplak |Benjamin Naftalis |Stephen Wink |Douglas K. Yatter |Adam Zuckerman | +2 more

A bifurcated decision in a highly anticipated digital assets enforcement action may not provide the clarity that market participants want or need. On July 13, 2023, Judge Analisa Torres of the US District Court for the Southern District of New York issued an order on motions for summary judgment in the civil enforcement action brought by the Securities and Exchange Commission (SEC) on December 22, 2020, against Ripple Labs Inc.