Billy Bradley

Nov 19, 2024 | peoplemanagement.co.uk | Billy Bradley |Hannah Manning

The Financial Conduct Authority (FCA) has published the findings of its comprehensive survey on non-financial misconduct (NFM) within the wholesale financial services sector. The survey covered incidents from 2021 to 2023. The targeted portfolios included London market insurers, market intermediaries, wholesale banks and wholesale brokers. Although many of the survey results are positive and demonstrate that firms are addressing incidents of NFM, some gaps remain.

Feb 29, 2024 | cms.law | Simon Morris |Alison McHaffie |Billy Bradley |Lianna Chan

29/02/2024With every new director of enforcement and market oversight at the Financial Conduct Authority (FCA), there is a step change in the way the regulator approaches enforcement cases.Under the FCA's former incumbent in the role, the threshold for opening enforcement... Read more

Feb 29, 2024 | lexology.com | Simon Morris |Alison McHaffie |Billy Bradley |Lianna Chan

With every new director of enforcement and market oversight at the Financial Conduct Authority (FCA), there is a step change in the way the regulator approaches enforcement cases. Under the FCA's former incumbent in the role, the threshold for opening enforcement cases was lowered, leading to an increase in its enforcement caseload and an increase in the length of time for an investigation to be concluded.