Brenden Carroll

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Articles

U.S. Crypto Regulation: Key Developments in Trump's First Week | JD Supra

2 months ago | jdsupra.com | Brenden Carroll |Neel Maitra |Mark D. Perlow

The first week of the Trump administration saw notable developments in U.S. crypto regulation. The U.S. Securities and Exchange Commission created a new “Crypto Task Force,” rescinded controversial staff accounting guidance around crypto custody and issued new guidance on the same topic. Meanwhile, President Trump issued an executive order that promises a comprehensive re-examination of U.S. crypto regulation.
The SEC’s Money Market Fund Reforms

Aug 22, 2023 | corpgov.law.harvard.edu | Brenden Carroll |Stephen Cohen |Devon Roberson

Financial regulation, Financial reporting, Form PF, frameworks, Liquidity, SEC enforcementMore from: Austin G. McComb, Brenden Carroll, Devon Roberson, Jonathan Blaha, Kathleen Hyer, Stephen Cohen, DechertBrendan P. Carroll and Stephen T. Cohen are Partners and Devon M. Roberson is an Associate at Dechert LLP. This post is based on a Dechert memorandum by Mr. Carroll, Mr. Cohen, Mr. Roberson, Jonathan Blaha, Kathleen Hyer, and Austin G. McComb.
SEC Adopts Significant Money Market Fund Reforms; Enhances Private Liquidity Fund Reporting on Form PF | JD Supra

Aug 3, 2023 | jdsupra.com | Jonathan Blaha |Brenden Carroll |Stephen Cohen

The Securities and Exchange Commission, by a vote of 3 to 2, approved significant changes to Rule 2a-7 and other rules that govern money market funds under the Investment Company Act of 1940 on July 12, 2023. Among other things, the SEC: adopted a new mandatory liquidity fee framework under Rule 2a-7 for institutional prime and institutional tax‑exempt money market funds in lieu of the proposed swing pricing framework;... Please see full Insight below for more information.
SEC Adopts Money Market Fund Reforms; Form PF Amendments | JD Supra

Jul 13, 2023 | jdsupra.com | Jonathan Blaha |Brenden Carroll |Stephen Cohen

Today, the Securities and Exchange Commission, by a vote of 3 to 2, approved amendments to Rule 2a-7 and other rules that govern money market funds under the Investment Company Act of 1940 (Amendments).1 Among other things, the Amendments: remove redemption gates from Rule 2a-7 and the tie between the weekly liquid assets threshold and liquidity fees; institute a new mandatory liquidity fee framework for institutional prime and institutional tax-exempt money market funds in lieu of the...