Brock Arnason

Jan 15, 2025 | ffnews.com | Dominic Sow |Brock Arnason

Droit, a technology firm at the forefront of computational law and regulation, has appointed Somerset Pheasant as Chief Strategy Officer. In this newly created role, Somerset will spearhead the firm’s strategy development, oversee the evaluation of new opportunities, and accelerate the execution of its commercial growth objectives. He will also be responsible for driving partnership engagement and ensuring continued alignment with Droit’s clients’ needs.

Nov 18, 2024 | ffnews.com | Dominic Sow |Brock Arnason |Blythe Barber

Droit, a leading technology firm in computational law and regulation, today announces the launch of its Exchange Traded Derivatives (ETD) Reporting product—designed to enhance regulatory transparency and ensure compliance with global reporting requirements for listed derivatives. Recent scrutiny of position-based reporting obligations to clearing agencies and exchanges has increased pressure on clearing firms to upgrade their reporting infrastructure.

May 6, 2024 | thewealthmosaic.com | Brock Arnason

As we sit here in 2024, nearly 15 years past the Pittsburgh G20 Summit, it is evident that the pace of regulatory change has only accelerated. Core participants of capital markets, whether locally or globally, are finding they need to deal with complexity, ambiguity, and accelerating change. There is also a real cost to not complying. So, now more than ever, it is time for a compliance rethink. Why is this important for the buy side?

Apr 30, 2024 | ffnews.com | Brock Arnason |Thomas J. McHugh

A technology firm at the forefront of computational law and regulation, Droit and FINBOURNE Technology, a provider of cloud-based investment data management software, partner to launch an end-to-end position reporting solution for increased regulatory transparency. Over one hundred global jurisdictions have position reporting obligations, requiring market participants to report equity and equity derivatives holdings to regulatory bodies; a process that is complex, time consuming and costly.

Jan 26, 2024 | thewealthmosaic.com | Brock Arnason

Position reporting In financial markets, regulatory rules mandate strict and complex post-trade reporting requirements for investors and asset holders who exceed certain threshold limits. These requirements, commonly known as position reporting, large holdings, or shareholding disclosure, are prone to misinterpretation. This often results in reporting failures and sometimes enforcement actions – including fines.