
Brooke Gottlieb
Articles
Harris's Running Mate Announcement: Pay-to-Play Rule Implications for Investment Advisers | JD Supra
Aug 7, 2024 |
jdsupra.com | Brooke Gottlieb |Joshua M. Newville |Robert Pommer
As reported today, Vice President Harris has announced Tim Walz, the sitting governor of Minnesota, as her running mate. This announcement is particularly significant for investment advisers due to the Advisers Act Political Contributions Rule, otherwise known as the “pay-to-play” rule. Contributions to the joint Harris-Walz campaign by investment advisers and certain personnel would likely be subject to the Pay-to-Play Rule, which applies to all investment advisers whether registered or exempt.
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Sep 8, 2023 |
mondaq.com | Brooke Gottlieb
A recent order from a federal magistrate judge provides helpful insight to parties concerning the destruction of evidence and the proof required to obtain the ultimate sanction of dismissal of a case as a result of such destruction. In McLaughlin v. Lenovo Global Tech.
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Sep 7, 2023 |
jdsupra.com | Brooke Gottlieb
A recent order from a federal magistrate judge provides helpful insight to parties concerning the destruction of evidence and the proof required to obtain the ultimate sanction of dismissal of a case as a result of such destruction. In McLaughlin v. Lenovo Global Tech.
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