Carl Ayers

Richmond

Publisher at Regulatory Compliance Watch

None at PEI Media

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Articles

SEC Chairman Atkins prioritizes a crypto regulatory regime

1 day ago | regcompliancewatch.com | Carl Ayers

"For the United States to be the 'crypto capital of the planet' as envisioned by President Trump, the Commission must keep pace with innovation and consider whether regulatory changes are needed to accommodate on-chain securities and other crypto assets"
SEC Commissioner Peirce fervently supports tokenization

1 day ago | regcompliancewatch.com | Carl Ayers

"Tokenization cannot reach its full potential without legal clarity"
SEC Commissioner Crenshaw questions what the SEC is trying to do with crypto

1 day ago | regcompliancewatch.com | Carl Ayers

SEC Commissioner Crenshaw questions what the SEC is trying to do with crypto"It’s clear that a tokenized financial system is unlike anything we’ve seen before. It’s not something known and understood"
SEC Commissioner Uyeda urges a crypto rulebook

1 day ago | regcompliancewatch.com | Carl Ayers

"Market participants should not be left guessing as to how they can comply with the Commission rulebook"
SEC guidance begins to flow

6 days ago | regcompliancewatch.com | Carl Ayers

Predictions greeted the new SEC under the Trump Administration that staff would be unleashed to help the industry navigate the legal landscape. They’re proving true
RCW exclusive: New AUM data reveal the big getting bigger

6 days ago | regcompliancewatch.com | Carl Ayers

RCW exclusive: New AUM data reveal the big getting biggerThe growth in the numbers of SEC RIAs rose nearly 3% in the last year
Prepare now for your next NPX filing

6 days ago | regcompliancewatch.com | Carl Ayers

Prepare now for your next NPX filingSources tell RCW that EDGAR doesn’t deserve the blame for the N-PX conversion issue. That Excel does. If this is true, you may find yourself in exactly the same predicament this year as you were last
New SEC Chairman Atkins touches on his vision

1 week ago | regcompliancewatch.com | Carl Ayers

New SEC Chairman Atkins touches on his vision"We will work together to protect investors from fraud, keep politics out of how our securities laws and regulations are applied, and advance clear rules of the road that encourage investment in our economy to the benefit of all Americans"
SEC Commissioner Peirce talks regulations' role in innovation

1 week ago | regcompliancewatch.com | Carl Ayers

"Poor regulation may not only keep new competitors out, but may prevent incumbents from using new technologies. Here too regulators can take measures to ensure that regulation does not become a barrier to technology"
SEC Commissioner Crenshaw complaints about new enforcement settlement

1 week ago | regcompliancewatch.com | Carl Ayers

"This settlement, alongside the programmatic disassembly of the SEC’s crypto enforcement program, does a tremendous disservice to the investing public and undermines the court’s role in interpreting our securities laws"