Catherine Anderson

Nov 10, 2024 | msn.com | Catherine Anderson

Microsoft Cares About Your PrivacyMicrosoft and our third-party vendors use cookies to store and access information such as unique IDs to deliver, maintain and improve our services and ads. If you agree, MSN and Microsoft Bing will personalise the content and ads that you see. You can select ‘I Accept’ to consent to these uses or click on ‘Manage preferences’ to review your options and exercise your right to object to Legitimate Interest where used.

May 30, 2024 | jdsupra.com | Catherine Anderson |Aleksis Fernandez Caballero

Key Takeaways: The Securities and Exchange Commission (“SEC”) has announced the adoption of amendments to Regulation S-P (“Amendments”) to modernize and enhance the rules that govern the treatment of consumers’ nonpublic personal information by certain financial institutions (including SEC registered investment advisers (“RIA”)).

May 8, 2024 | msn.com | Catherine Anderson

Microsoft Cares About Your PrivacyMicrosoft and our third-party vendors use cookies to store and access information such as unique IDs to deliver, maintain and improve our services and ads. If you agree, MSN and Microsoft Bing will personalise the content and ads that you see. You can select ‘I Accept’ to consent to these uses or click on ‘Manage preferences’ to review your options and exercise your right to object to Legitimate Interest where used.

Mar 5, 2024 | msn.com | Catherine Anderson

Microsoft Cares About Your PrivacyMicrosoft and our third-party vendors use cookies to store and access information such as unique IDs to deliver, maintain and improve our services and ads. If you agree, MSN and Microsoft Bing will personalise the content and ads that you see. You can select ‘I Accept’ to consent to these uses or click on ‘Manage preferences’ to review your options and exercise your right to object to Legitimate Interest where used.

Jan 19, 2024 | jdsupra.com | Catherine Anderson |Luciano Racco |Robert J Sawyer

Key Takeaways:  The Corporate Transparency Act (CTA) may trigger reporting obligations to the Department of the Treasury’s Financial Crimes Enforcement Network (“FinCen”) for private fund managers in 2024 as soon as 90 days after the initial organization of a new entity or by January 1, 2025, for existing entities.