
Charles Clark
Articles
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Jun 1, 2023 |
mondaq.com | Charles Clark |Marc E. Elovitz |Kelly Koscuiszka |Craig Warkol
In a series of recent industry events, U.S. Securities and Exchange Commission ("SEC") Enforcement Director Gurbir Grewal continued to emphasize that the private funds industry is "a substantive priority area" for the SEC's enforcement agenda. Director Grewal's statements are consistent with the significant uptick we have observed in the examination and investigation of private funds and associated individuals.
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May 25, 2023 |
lexology.com | Charles Clark |Marc E. Elovitz |Kelly Koscuiszka |Craig Warkol
In a series of recent industry events, U.S. Securities and Exchange Commission (“SEC”) Enforcement Director Gurbir Grewal continued to emphasize that the private funds industry is “a substantive priority area” for the SEC’s enforcement agenda. Director Grewal’s statements are consistent with the significant uptick we have observed in the examination and investigation of private funds and associated individuals.
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