Charlie Sommers

May 21, 2024 | law360.com | Charlie Sommers |Andrew Blake |Michael J. Ogershok

By Charlie Sommers, Andrew Blake and Michael Ogershok (May 21, 2024, 2:08 PM EDT) -- On March 6, in a unanimous vote, the U.S. Securities and Exchange Commission adopted amendments to the disclosure requirements under Rule 605 of Regulation NMS for executions on covered orders in national market system stocks.[1]... Law360 is on it, so you are, too.

Dec 19, 2023 | law360.com | Charlie Sommers |Andrew Blake |Michael J. Ogershok

ADVERTISEMENT Don't want ads? Subscribe or login now. By Charlie Sommers, Andrew Blake and Michael Ogershok (December 19, 2023, 5:27 PM EST) -- On Oct.18, in a 3-2 vote along party lines, the U.S. Securities and Exchange Commission proposed new Rule 6b-1 under the Securities Exchange Act.