Chris Chapman

Aug 20, 2024 | campaignlive.co.uk | Chris Chapman

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Jul 10, 2024 | jdsupra.com | Chris Chapman

[co-author: Lauren Howells]Labour have won the general election, with a landslide victory of 412 seats. We address the question for financial services firms: what are their regulatory plans for financial services? Although their election manifesto was light on detail in this area, they have provided information in other publications and statements.

Jun 21, 2024 | jdsupra.com | Chris Chapman |Marcel Hörauf |Patrick Scholl

I. IMPLEMENTING BASEL III THROUGH THE CRR III REGULATIONThe Basel III standards comprise a package of reforms that were largely agreed by the Basel Committee on Banking Supervision ("BCBS") in December 2017 and set out in the BCBS standard "Basel III: Finalising post-crisis reforms" (BCBS 424).

May 14, 2024 | jdsupra.com | Chris Chapman |Christopher Houpt |Andrew Olmem

Join us for the first episode of Mayer Brown’s Financial Services Focus series. Financial Services Focus will provide updates on the key legal issues affecting financial products across legal disciplines. This podcast series will dive into the regulatory and policy updates in the marketplace, plus novel transactions and financing structures, and trends in enforcement and litigation, whether in the US or across the globe.

Dec 11, 2023 | jdsupra.com | Chris Chapman |Christopher Fisher |Musonda Kapotwe

[co-author:Justin Brandt-Sarif]*In 2018, the UK's Financial Conduct Authority ("FCA") stated publicly that "non-financial misconduct is misconduct, plain and simple", emphasising their view that the Conduct Rules applicable to most employees within regulated firms did not require amendment to bring behaviours such as bullying and harassment within their scope. Five years on, the FCA is proposing to amend the Conduct Rules to include explicitly such behaviour.