Christopher Checkley

Nov 26, 2024 | kpmg.com | YouTube. Opens |Christopher Checkley |Sarah Ward

It’s over 20 years since the Sarbanes Oxley Act came in and over ten years since the COSO introduced their COSO13 principles which underpin many SOX programmes. Since then, the pace of change across the financial services industry has been vast, with huge advances in technology and the backdrop of an ever-evolving regulatory landscape. And yet, despite significant investments, SOX controls haven’t kept apace.

Nov 5, 2024 | kpmg.com | YouTube. Opens |Andrew Burrows |Christopher Checkley

There is continuing focus and heightened expectations around governance, processes and controls in relation to Financial & Regulatory Reporting. Over the last few years firms have invested to uplift controls environments around regulatory reporting in response to the Prudential Regulation Authority (“PRA”) Dear CEO letter of 2021 setting out the Regulator’s thematic findings on reliability of Regulatory Reporting.