Craig Martin
Articles
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2 days ago |
jdsupra.com | Michael Birnbaum |Haimavathi Marlier |Craig Martin
Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.
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Mar 18, 2025 |
jdsupra.com | Michael Birnbaum |Haimavathi Marlier |Craig Martin
Key Takeaways Last week, the Securities and Exchange Commission (“SEC” or the “Commission”) issued a final rule to eliminate a 2009 delegation of authority (the “2009 Delegation”) to the Director of the Division of Enforcement to issue formal orders of investigation, a prerequisite to issuing subpoenas for documents or witness testimony.
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Feb 27, 2025 |
jdsupra.com | Michael Birnbaum |Haimavathi Marlier |Craig Martin
Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.
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Jan 28, 2025 |
jdsupra.com | Michael Birnbaum |Haimavathi Marlier |Craig Martin
Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals.
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Nov 15, 2024 |
jdsupra.com | Michael Birnbaum |Haimavathi Marlier |Craig Martin
Given the recent news about President-Elect Trump’s cabinet appointments , it is a safe bet that the SEC Division of Enforcement’s priorities will change under the new administration. Under President Biden, SEC Chair Gary Gensler pursued a broad and aggressive enforcement agenda, with critics contending that the SEC pursued regulation via enforcement in areas like crypto currencies and digital assets, ESG, cybersecurity, and AI.
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