Articles

  • 5 days ago | investmentweek.co.uk | Cristian Angeloni

    On the news front, it has been full of regulatory updates to never-ending twists and turns in the US tariff saga, there has been plenty to go around. But one development I want to highlight is that Investment Week uncovered the Financial Conduct Authority has opened its very first, and only, investigation related to Consumer Duty breaches.

  • 1 week ago | professionaladviser.com | Cristian Angeloni

    According to a Freedom of Information (FOI) request sent by Professional Adviser sister title Investment Week, this is the only enforcement action the regulator has taken within the sector since the Duty came into force in July 2023. The FCA said it opened the operation citing a breach or multiple breaches of Consumer Duty "in respect of an asset management or wealth management firm", although it did not specify exactly what type of business was under investigation.

  • 1 week ago | investmentweek.co.uk | Cristian Angeloni

    According to a Freedom of Information (FOI) request sent by Investment Week, this is the only enforcement action the regulator has taken within the sector since the Duty came into force in July 2023. The FCA said it opened the operation citing a breach or multiple breaches of Consumer Duty "in respect of an asset management or wealth management firm", although it did not specify exactly what type of business was under investigation.

  • 1 week ago | businessgreen.com | Cristian Angeloni

    To continue reading this article...

  • 1 week ago | investmentweek.co.uk | Cristian Angeloni

    Unveiled in March 2025, the guidelines aim to help fund managers strengthen the integrity of sustainable investments and increase transparency and best practices in the sector. Speaking to Investment Week, Julia Dreblow, founder of SRI Services, and Dan van der Wekken, head of sustainability at the BSI, explained that the guidelines aim to put "meat on the bones of SDR".

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Cristian Angeloni
Cristian Angeloni @Chris_Angeloni
11 Dec 24

RT @InvestmentWeek: The ability of investment trust non-executive directors (NEDs) to effectively understand and challenge valuations of pr…

Cristian Angeloni
Cristian Angeloni @Chris_Angeloni
28 Oct 24

Scoop: @odeywealth has filed for liquidation, with Adam Stephens and Kevin Ley of @evelynpartners appointed as joint liquidators. The firm expects to repay all its debts plus interest in the next 12 months. @InvestmentWeek https://t.co/d36qMfeuFU

Cristian Angeloni
Cristian Angeloni @Chris_Angeloni
30 Sep 24

Scoop from me and @EveMadJ: @abrdn_plc has dropped the 'sustainable' term from the names of its MyFolio Sustainable and Sustainable index ranges, in light of the upcoming #SDR rules @InvestmentWeek https://t.co/ktZHJfEbdW