Dale Bergman

Jan 5, 2024 | mondaq.com | Dale Bergman |Paul Kisslinger |Andrew Zuckerman

Fort Lauderdale, Fla. (December 27, 2023) - On December 19, 2023 the U.S. Court of Appeals for the Fifth Circuit vacated the SEC's Share Repurchase Disclosure Modernization Rule (the "Repurchase Rule" or "Rule").

Aug 30, 2023 | mondaq.com | Andrew Zuckerman |Dale Bergman

Fort Lauderdale, Fla. (August 28, 2023) - On August 23, 2023, the Securities and Exchange Commission (SEC) voted 3-2 to adopt significant changes under the Investment Advisers Act of 1940 (Advisers Act) aimed at enhancing the regulation of private fund advisers including, in some instances, those that are not registered with the SEC.