David J. Lavan

Nov 8, 2023 | bankdirector.com | Mike Dailey |David J. Lavan

The Department of Justice (DOJ) hopes to incentivize timely disclosure of misconduct uncovered during the mergers and acquisitions process with the October 2023 announcement of a department-wide safe harbor policy. The policy, which applies across the entire department, shields companies from criminal prosecution for misconduct they discover in companies they are acquiring or have recently acquired.

Nov 8, 2023 | bankdirector.com | Michael Dailey |David J. Lavan

The Department of Justice (DOJ) hopes to incentivize timely disclosure of misconduct uncovered during the mergers and acquisitions process with the October 2023 announcement of a department-wide safe harbor policy. The policy, which applies across the entire department, shields companies from criminal prosecution for misconduct they discover in companies they are acquiring or have recently acquired.

Oct 20, 2023 | jdsupra.com | David J. Lavan

[co:author: Febin Abraham]*The Securities and Exchange Commission (SEC) has implemented rule revisions governing beneficial ownership reporting under Section 13(d) and 13 (g) of the Securities Exchange Act of 1934. The SEC also elaborated on its stance concerning the conditions under which it is determined that two or more individuals have established a collective entity for the regulatory scope of Sections 13(d) and (g) of the Securities Exchange Act of 1934.

Oct 19, 2023 | natlawreview.com | David J. Lavan

Skip to main contentOctober 19, 2023Volume XIII, Number 292Legal Analysis. Expertly Written. Quickly Found. Trending NewsThe SEC Shortens the Time to Report Going Long PrintMailDownloadiThe Securities and Exchange Commission (SEC) has implemented rule revisions governing beneficial ownership reporting under Section 13(d) and 13 (g) of the Securities Exchange Act of 1934.

Oct 9, 2023 | natlawreview.com | David J. Lavan

The Department of Justice (DOJ) hopes to incentivize timely disclosure of misconduct uncovered during the M&A process with the announcement of a Department-wide Safe Harbor policy on October 4, 2023. The policy, which applies across the entire DOJ, shields companies from criminal prosecution for misconduct they discover in companies they are acquiring or have recently acquired.