Emily Semon

Nov 6, 2024 | mondaq.com | Michael Blankenship |David A. Sakowitz |Emily Semon |Robert Allan Oakes

On September 27, 2024, the Securities and Exchange Commission (SEC) adopted rule and form amendments intended to enhance the security of its Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system and improve filers' access and account management capabilities. These changes are being referred to as EDGAR Next.

Nov 1, 2024 | mondaq.com | David A. Sakowitz |Ben Smolij |Emily Semon |Megan Thomas

On October 22, 2024, the Securities and Exchange Commission (the SEC) announced charges and million-dollar penalties against four companies for allegedly making materially misleading disclosures regarding cybersecurity risk and intrusions relating to SolarWinds' Orion software hack. SolarWinds provides an IT performance and monitoring product called Orion, which issued a routine software update in March 2020.

Oct 15, 2024 | mondaq.com | David A. Sakowitz |Emily Semon |James Kemp

WS Winston & Strawn LLP More Winston & Strawn LLP is an international law firm with 15 offices located throughout North America, Asia, and Europe. More information about the firm is available at www.winston.com. On September 20, 2024, the Securities and Exchange Commission (SEC) posted a notice and request for comment on proposed changes to the New York Stock Exchange's (NYSE)... United States Corporate/Commercial Law

Oct 14, 2024 | mondaq.com | David A. Sakowitz |Emily Semon

The Securities and Exchange Commission (the "SEC") recently charged a public company with violations of Regulation Fair Disclosure ("Regulation FD") stemming from social media posts by the company's CEO. These charges are evidence of a trend toward increased Regulation FD enforcement by the SEC.

Oct 9, 2024 | mondaq.com | David A. Sakowitz |Emily Semon

On September 25, 2024, the Securities and Exchange Commission (the SEC) announced settled charges against 25 entities and individuals for late beneficial-ownership and insider-transaction reports. The SEC had levied penalties on these filers because of failures to timely report information about their holdings and transactions in public-company stock.