Fry Wernick

Oct 31, 2024 | texaslawbook.net | Fry Wernick |Zach Terwilliger

On Sept. 23, the U.S. Department of Justice released an updated version of its guidance to prosecutors on the Evaluation of Corporate Compliance Programs. Tracking themes apparent in other recent guidance issued by DOJ, companies now have more reason to focus on AI and the effective use of emerging technologies and data analytics, even when engaging in M&A deals, to enhance corporate compliance programs.

Jul 1, 2024 | texaslawbook.net | Rebecca Fike |Fry Wernick |Eva Shen

Congress originally created the SEC in 1934 to enforce its recently passed laws designed to combat securities fraud and to increase market transparency. Originally, the SEC could only seek to impose civil penalties on unregistered investment advisers in federal court, but its enforcement authority has evolved significantly over the years through additional legislation.