Gislar Donnenberg

2 weeks ago | jdsupra.com | Jon Daly |Gislar Donnenberg |David S. Wolpa

On April 4, the Texas Stock Exchange's (TXSE) Form 1 application for registration as a national securities exchange was publicly released by the U.S. Securities and Exchange Commission (SEC). The application contains a wealth of information about the proposed new exchange, including its proposed listing rules.

May 22, 2024 | jdsupra.com | Jon Daly |Gislar Donnenberg |Robert Evans III

For calendar year companies, the 2025 annual meeting proxy statement will require disclosure about any grants (of stock options, SARs or similar option-like instruments) to named executive officers that occur in a window beginning four business days before and ending one business day after the filing of the company’s annual report on Form 10-K, quarterly report on Form 10-Q or the filing or furnishing of material non-public information on Form 8-K (typically including each quarterly earnings...

May 20, 2024 | capitalmarkets.lockelord.com | Megan Foscaldi |Jon Daly |Gislar Donnenberg |Rob Evans

Public companies planning to grant stock options, SARs or similar option-like instruments to executive officers in 2024 should consider whether to avoid the windows in which a new disclosure requirement under SEC rules applies. See SEC Release 33-11138.

May 9, 2023 | jdsupra.com | Gislar Donnenberg |Robert Evans III |Megan Foscaldi

Calendar year domestic companies will have to comply with the new rules beginning with their Form 10-K for 2023 for any stock buybacks in the fourth quarter of 2023, non‑US companies on Form F-SR for the second quarter of 2024, and closed-end funds on Form N-CSR for the first half of 2024. Rule ChangesDisclosure of stock buyback details has been required of SEC reporting companies for years. The new rules change the level of detail that must be provided.