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FCA’s portfolio letter sets out expectations for financial advisers and investment intermediaries and other updates for asset managers

Dec 12, 2024 | farrer.co.uk | Grania Baird |Edward Twigger

Financial Institutions 360 – Q3 2024: Asset Management updateRead other sections of this edition of the Financial Institutions 360:Regulatory updateConsumer credit and mortgages updateEnforcement and litigation case updatesPortfolio letter to SIPP OperatorsOn 4 November 2024 the FCA published a portfolio letter to SIPP Operators, setting out its key focus areas for the next year.

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