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Jan 16, 2025 | 
financemagnates.com | Harriet Christie
The Australian Securities andInvestments Commission (ASIC) released guidance on 26 June 2024, outliningits expectations regarding business communications. This was detailed inInformation Sheet 283 and an accompanying press release, indicating the regulator'sintention to enhance compliance standards. This signals significant changes inAustralian compliance, with much new information and actions for its communityto address.
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Jan 8, 2025 | 
professionaladviser.com | Harriet Christie
Compliance is a notoriously time-consuming responsibility, a discipline that relies on precision and meticulous oversight. This reputation has been around for some time, even when regulatory compliance was mainly concerned with email and printed materials as opposed to today's steady torrent of digital corporate output.
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Dec 2, 2024 | 
financemagnates.com | Harriet Christie
About the Author: 7 Articles 9 Followers About the Author: Harriet graduated from the University of Sheffield in 2010, with a BA in Management Accounting, Entrepreneurship, Business Law, BSR, HR. She entered the Tourism space, starting as an Accounts Executive at LateRooms.com, and earning the title of Global Accounts Manager within 3 years.
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Oct 10, 2024 | 
professionaladviser.com | Harriet Christie
The Financial Conduct Authority's (FCA's) Consumer Duty officially came into action over a year ago, with an implementation deadline of 31 July 2023 for all new and existing products and services. The regulator favoured a phased approach, with different obligations landing at different stages throughout the adaptation. This concluded in July 2024, the deadline for closed products and services, and also for firms' first annual reports on complying with the new regulations.
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Oct 9, 2024 | 
financialreporter.co.uk | Harriet Christie
"Despite some negativity on its impact so far, many customers believe that the Consumer Duty will significantly affect how firms interact with them." The Financial Conduct Authority’s (FCA’s) Consumer Duty officially came into action over a year ago, with an implementation deadline of 31st July 2023 for all new and existing products and services. The regulator favoured a phased approach, with different obligations landing at different stages throughout the adaptation.
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Oct 7, 2024 | 
financemagnates.com | Harriet Christie
The Financial Conduct Authority’s (FCA’s) Consumer Dutyofficially came into action over a year ago, with an implementation deadline of31st July 2023 for all new and existing products and services. The regulator favored a phased approach, with differentobligations landing at different stages throughout the adaptation. Thisconcluded in July 2024, the deadline for closed products and services, and alsofor firms’ first annual reports on complying with the new regulations.
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Sep 2, 2024 | 
corporatecomplianceinsights.com | Harriet Christie
The Australian Securities and Investments Commission (ASIC) has released new guidance detailing its expectations around business communications. Modeled on approaches taken by American regulators and enforcement agencies, this guidance signals the regulator’s intention to raise compliance standards in Australia. MirrorWeb’s Harriet Christie breaks down the details and what it means for the Aussie finserv sector.
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Aug 12, 2024 | 
financemagnates.com | Harriet Christie
In March 2023, SEC Chairman Gary Gensler describedArtificial Intelligence as “the most transformative technology of our time, onpar with the internet and mass production of automobiles". When any groundbreaking tool arrives, a period of adaptationis required. This is more pronounced for regulators, who need to quicklyassimilate enough information to not only understand, but eventually govern thetechnology in question.
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Aug 12, 2024 | 
financemagnates.com | Harriet Christie
Harriet graduated from the University of Sheffield in 2010, with a BA in Management Accounting, Entrepreneurship, Business Law, BSR, HR. She entered the Tourism space, starting as an Accounts Executive at LateRooms.com, and earning the title of Global Accounts Manager within 3 years. She occupied this role for a further 5 years as the business continued to evolve and flourish, before taking up her role as a Key Account Manager with MirrorWeb, a data archiving solution based in Manchester.
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Aug 1, 2024 | 
solutionsreview.com | Harriet Christie
MirrorWeb’s Harriet Christie offers insights on recordkeeping revamps and regulatory rigor with a look at 2024 so far. This article originally appeared on Solutions Review’s Insight Jam, an enterprise IT community enabling the human conversation on AI. The typical narrative is that as time passes, digital regulation becomes more stringent. Accountability becomes a greater requirement as technology continues to advance and occupy a more meaningful proportion of our professional lives.
