Hayley Trahan-Liptak

Sep 6, 2024 | natlawreview.com | Hayley Trahan-Liptak

On 4 September 2024, the US Securities and Exchange Commission (SEC) announced that it settled charges against affiliated investment-advisers and a broker-dealer over the use of restrictive language in confidentiality agreements, in violation of Rule 21F-17(a) of the Securities Exchange Act of 1934. The firms agreed to pay a combined $240,000 in civil penalties to settle the charges.

Aug 5, 2024 | law360.com | Christopher L. Nasson |Hayley Trahan-Liptak

By Christopher Nasson, Hayley Trahan-Liptak and Anna L'Hommedieu (August 5, 2024, 4:38 PM EDT) -- Private equity investment in healthcare has grown significantly over the past two decades, and the U.S. government is starting to pay attention. Recent announcements by the U.S. Department of Justice and proposals by Congress and state attorneys general show that the impact private equity firms may have over medical decisions and care is increasingly under scrutiny....

Apr 4, 2024 | mondaq.com | Neil Smith |Hayley Trahan-Liptak |Sophia Khan

The traditional understanding of how the government charges insider trading is evolving, as the Securities and Exchange Commission (SEC) pushes to expand the scope of what constitutes misappropriation of material non-public information (MNPI) under Rule 10b-5. On 26 March 2024, the SEC charged Andreas Bechtolsheim, a Silicon Valley founder and executive, with insider trading based on allegations that he misappropriated MNPI.

Nov 1, 2023 | natlawreview.com | Sheila A. Millar |Anushka Rahman |Meghan Flinn |Hayley Trahan-Liptak

Skip to main contentNovember 01, 2023Volume XIII, Number 305Legal Analysis. Expertly Written. Quickly Found. Trending News29 Countries Reach Agreement On AI Risks and Opportunities PrintMailDownloadiOn November 1, 2023, 29 nations, including the U.S., the UK, the EU and China (full list available here), reached a ground-breaking agreement, known as the Bletchley Declaration.