Heather Cruz

Oct 9, 2024 | yournewsjournal.com | Heather Cruz

Harvest Fest 2024 is in the books, and as with any public event, you win some and you lose some. Overall though, the wonderful Indiana weather and the community members that participated throughout the day made it a win. First, thank you to our sponsors. Intertech Products Inc., Bowen Health, and McKee Mortuary Inc. Intertech Products Inc. not only sponsored the event, but made sure we had volunteers to set up, tear down, and everything in between.

Sep 25, 2024 | jdsupra.com | Mark Chorazak |Adam Cohen |Heather Cruz

On September 9, 2024, the Chief Accountant of the U.S. Securities and Exchange Commission (SEC), Paul Munter, delivered remarks describing circumstances in which, in the SEC staff’s view, entities may engage in cryptoasset safeguarding activities without the need to account for those assets on their balance sheets in accordance with Staff Accounting Bulletin No. 121.

Sep 15, 2023 | jdsupra.com | John Caccia |Heather Cruz |David Jain

On August 23, 2023, the Securities and Exchange Commission (the SEC) voted 3-2 to adopt a final set of rules and amendments under the Investment Advisers Act of 1940 (collectively, the Final Rules) that significantly expand the regulatory compliance requirements for private fund advisers (both registered and not registered), exempt reporting advisers, State-regulated advisers, advisers relying on the foreign private adviser exemption and all other registered advisers...

Aug 30, 2023 | jdsupra.com | John Caccia |Heather Cruz |David Jain

The SEC’s final set of rules and amendments under the Investment Advisers Act of 1940 significantly expanded the regulatory compliance requirements for certain investment advisers. This table summarizes the applicability of each part of the final rules (as well as the corresponding compliance date) to private fund advisers, exempt reporting advisers, State-regulated advisers, advisers relying on the foreign private adviser exemption and all other registered advisers.

Aug 29, 2023 | lexology.com | John Caccia |Gregory Norman |Anastasia T. Rockas |Heather Cruz |Anna Rips |David Jain

On August 23, 2023, the Securities and Exchange Commission (SEC) voted 3-2 to adopt a final set of rules and amendments under the Investment Advisers Act of 1940 (collectively, the Final Rules) that significantly expand the regulatory compliance requirements for certain investment advisers.