Howard J Beber

Nov 14, 2024 | mondaq.com | Howard J Beber |Stephen Mears |Robert Sutton |Robert Pommer

PR Proskauer Rose LLP More The world’s leading organizations and global players choose Proskauer to represent them when they need it the most. Our top tier team of star trial attorneys, acclaimed transactional lawyers and exceptionally talented partners and associates have earned a reputation for the relentless pursuit of perfection and a dauntless pursuit of success.

Nov 13, 2024 | jdsupra.com | Monica Arora |Howard J Beber |Stephen Mears

The Securities and Exchange Commission’s (“SEC”) National Examination Program is designed to improve compliance, prevent fraud, monitor risk and inform policy. It is also a consistent source of referrals to the SEC’s Division of Enforcement. One of the best ways a fund manager can prepare for a possible exam and avoid enforcement risk is by developing a comprehensive understanding of the SEC’s exam and enforcement priorities.