Hugh Kennedy
Publisher at Regulatory Compliance Watch
Articles
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1 week ago |
regcompliancewatch.com | Hugh Kennedy
Recent cyber incidents trigger trade associations to express concerns about the cyber risk management practices at federal regulatory agencies
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2 weeks ago |
regcompliancewatch.com | Hugh Kennedy
The pay of CCOs increased nearly 3% in 2025, according to a new survey from an executive search firm for financial services companies
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2 weeks ago |
regcompliancewatch.com | Hugh Kennedy
SEC tenure included stints in the divisions of Examnations, Trading and Markets, and Enforcement
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2 weeks ago |
regcompliancewatch.com | Hugh Kennedy
Firm overstated trade volume in 3,300 instances by 446 million shares over a three-year period
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2 weeks ago |
regcompliancewatch.com | Hugh Kennedy
Settlement stemmed from activity relating to a Texas-headquartered broker-dealer's incubation of three start-up companies
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