
James Brady
Contributor at JD Supra
Articles
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4 days ago |
mondaq.com | James Brady |Michael Lohnes |Nicholas Gervasi
Securities and Exchange Commission (SEC) Chairman Paul S. Atkinsrecently directed SEC staff to conduct a review of the ConsolidatedAudit Trail (CAT), focusing on the escalating costs, reportingrequirements, and cybersecurity risks stemming from sensitive datacollection.1 This directive aligns with ChairmanAtkins' expressed priorities to return to principledregulation, support market innovation and evolution, and reduceunnecessary compliance burdens.
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1 week ago |
jdsupra.com | James Brady |Nicholas Gervasi |Michael Lohnes
Securities and Exchange Commission (SEC) Chairman Paul S. Atkins recently directed SEC staff to conduct a review of the Consolidated Audit Trail (CAT), focusing on the escalating costs, reporting requirements, and cybersecurity risks stemming from sensitive data collection.[1] This directive aligns with Chairman Atkins’ expressed priorities to return to principled regulation, support market innovation and evolution, and reduce unnecessary compliance burdens.
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1 week ago |
natlawreview.com | James Brady
Securities and Exchange Commission (SEC) Chairman Paul S. Atkins recently directed SEC staff to conduct a review of the Consolidated Audit Trail (CAT), focusing on the escalating costs, reporting requirements, and cybersecurity risks stemming from sensitive data collection.[1] This directive aligns with Chairman Atkins’ expressed priorities to return to principled regulation, support market innovation and evolution, and reduce unnecessary compliance burdens.
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2 weeks ago |
jdsupra.com | Wayne Aaron |James Brady |Daniel Davis
The Securities and Exchange Commission (SEC) has taken a significant step toward permitting broker-dealers to custody digital assets and toward accounting for such proprietary digital assets in a broker-dealer’s net capital computation.
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3 weeks ago |
katten.com | Daniel Davis |Susan Light |Wayne Aaron |James Brady
Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds. To read more issues of Katten's Financial Markets and Funds Quick Take, please click here.
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