Jeremy Berry

Nov 7, 2024 | friedfrank.com | Jonathan Adler |Lawrence N. Barshay |Gregg Beechey |Jeremy Berry |Robert Blumenfeld |William J. Breslin | +42 more

Client memorandum | November 7, 2024 Authors: Michael L. Sherman, Michael Gershberg, Nihal Patel, Joanna RosenbergOn October 21, 2024, the Division of Examinations (”EXAMS”) of the Securities and Exchange Commission (“SEC”) published its examination priorities for 2025 (the “2025 Priorities”).[1] EXAMS’ examination priorities are released annually and are designed to preview key areas where EXAMS intends to focus its resources.

Sep 26, 2024 | friedfrank.com | William J. Breslin |Dorothy D Mehta |David Mitchell |Jonathan Adler |Lawrence N. Barshay |Gregg Beechey | +19 more

Client memorandum | September 26, 2024 Authors: William Breslin (Washington, DC), Dorothy Mehta (New York), David S.

Sep 25, 2024 | friedfrank.com | Gregg Beechey |Zac Mellor-Clark |Cameron Mitcham |Nishkaam Paul |Emirali Mustafa |Jonathan Adler | +23 more

Client memorandum | September 25, 2024 Authors:Gregg Beechey, Zac Mellor Clark, Cameron Mitcham, Nishkaam Paul, Emirali MustafaThere was no summer lull on the regulatory front as the third quarter of 2024 saw some key regulatory updates, in particular the apparent conclusion of the long-running saga of the ELTIF RTS and the continued divergence of the UK and EU regulatory regimes.

Aug 1, 2024 | lexology.com | Jonathan Adler |Gregg Beechey |Jeremy Berry |John Bibona |William J. Breslin |Kate Downey | +24 more

On  8 July 2024, the European Securities and Markets Authority (“ESMA”) published draft regulatory technical standards [1](“RTS”) and draft guidelines [2](“Guidelines”) addressing liquidity management tools (“LMTs”) for open-ended funds.