Jesse Addo

Sep 3, 2023 | globalcompliancenews.com | Karl Paulson Egbert |Jesse Addo |Jon Baloch |Kameron Hillstrom

After nearly 18 months of consideration, the SEC has finalized its Private Fund Adviser Rule. The Rule represents the most significant shift in SEC regulation of private funds since the implementation of Dodd-Frank, and its wide-ranging requirements will affect both US and Non-US Fund Managers (including many entities previously exempt from SEC regulation).