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Oct 26, 2023 | 
jdsupra.com | Michael Birnbaum |Jina Choi |Haimavathi Marlier
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary resources.
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Oct 16, 2023 | 
law360.co.uk | Edward A. Imperatore |Jina Choi
Get instant access to the one-stop news source for business lawyers Register Now! Start your free 7-day trial To continue reading, fill out the form below to activate a free 7-day trial of Law360.
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Sep 18, 2023 | 
jdsupra.com | Michael Birnbaum |Jina Choi |Kelley A. Howes
September 18, 2023 Michael Birnbaum, Jina Choi, Kelley Howes, Aaron Russ, Derek Steingarten Morrison & Foerster LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: A series of recent actions by the Securities and Exchange Commission (SEC) and its staff should prompt registered investment advisers (RIAs) to reassess their risk tolerance for some relatively common RIA marketing, custody, and other business practices. On August...
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Sep 15, 2023 | 
jdsupra.com | Michael Birnbaum |Jina Choi |Haimavathi Marlier
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary resources.
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Sep 14, 2023 | 
lexology.com | Michael Birnbaum |Jina Choi |Haimavathi Marlier |Emani N. Oakley
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary resources.
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Sep 5, 2023 | 
jdsupra.com | Jina Choi |Hila Cohen |Kelley A. Howes
On August 23, 2023, the SEC adopted new rules and amendments to existing rules (collectively, the “New Rules”) under the Investment Advisers Act of 1940 (the “Advisers Act”). The New Rules are designed to increase transparency for private fund investors, address conflicts of interest that the SEC staff believes are “commonly present” in private fund adviser practices, and address perceived risk of harm to private fund investors arising from private fund governance structures.
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Aug 15, 2023 | 
jdsupra.com | Michael Birnbaum |Jina Choi |Jack William Haisman
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary resources.
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Aug 8, 2023 | 
jdsupra.com | Michael Burshteyn |Jina Choi |William Frentzen
Overall cryptocurrency crime levels are down, according to a report from Chainalysis reviewing crypto crime trends, but this past year has still seen certain categories of crypto crime, such as ransomware, continue to grow—with over $400 million in digital assets extorted through June. High-profile attacks on crypto platforms, such as the approximately $200 million attack against Euler (from which MoFo helped the company recover), persist as well.
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Aug 1, 2023 | 
mondaq.com | Haimavathi Marlier |Michael Birnbaum |Jina Choi |Susana Herrera
In order to provide an overview for busy in-house counsel and
compliance professionals, we summarize below some of the most
important SEC enforcement developments from the past month, with
links to primary resources.
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Jul 31, 2023 | 
jdsupra.com | Michael Birnbaum |Jina Choi |Susana Herrera
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary resources.
