John Nowak

2 weeks ago | mondaq.com | Melissa Goldstein |Betty Santangelo |John Nowak |William J. Barbera

As investment advisers prepare to comply with the new anti-moneylaundering ("AML") program and reporting requirementseffective Jan. 1, 2026, it is instructive to review recentenforcement actions brought by the Securities and ExchangeCommission ("SEC").

1 month ago | mondaq.com | Melissa Goldstein |John Nowak |Hannah Thibideau |Gregoire P. Devaney

On Jan.

Jul 9, 2024 | mondaq.com | John Nowak

On June 27th, in SEC v. Jarkesy, the US Supreme Court ruled that defendants are entitled to a jury trial where the SEC seeks monetary penalties for securities fraud and that subjecting such a defendant to an administrative proceeding violates the Seventh Amendment's right to a jury trial.

Jul 3, 2024 | wfft.com | John Nowak

The White House fended off tough questions about President Joe Biden’s mental fitness, seen here on June 27 acknowledging his poor performance in last week’s debate while maintaining the president is still able to hold and run for office.

Aug 25, 2023 | law360.com | Betty Santangelo |John Nowak |Melissa Goldstein

By Betty Santangelo, John Nowak and Melissa Goldstein (August 25, 2023, 3:20 PM EDT) -- On July 26, the U.S. Department of the Treasury's Office of Foreign Assets Control, the U.S. Department of Justice and the U.S. Department of Commerce published a tri-seal compliance note that encourages private sector firms to self-disclose potential violations of sanctions, export controls, and other national security laws....