Josh Erekson

1 month ago | jdsupra.com | Josh Erekson |Cam Hoang |Dan Lyman

On February 11, 2025, the Securities and Exchange Commission Division of Corporate Finance (Corp Fin) posted two Compliance and Disclosure Interpretations (C&DIs): revised Question 103.11 and new Question 103.12 related to a beneficial owner’s eligibility to report their greater than 5% holdings of a publicly traded company’s securities on Schedule 13D versus Schedule 13G under Exchange Act Sections 13(d) and 13(g) and related Rule 13d-1.