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1 week ago | 
natlawreview.com | Joshua Klein |Russell Gallaro |Emily Cook |Matthew David
Skip to main content May 07, 2025 Volume XV, Number 127 Legal Analysis. Expertly Written. Quickly Found.
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Nov 21, 2024 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution.
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Sep 9, 2024 | 
ionanalytics.com | Andy Serbe |Joshua Klein |Seth Crystall |Anjali Agarwal
According to the first day declaration of president and CEO Todd Hinders, the company believes a sale will “unlock the fullest potential” of Edgio’s core businesses. The case will be overseen by Judge Karen Owens of the US Bankruptcy Court for the District of Delaware, and a first day hearing is to be determined. Debtwire Dockets: Edgio Inc.
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Apr 26, 2024 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution. This month, we report on FINRA’s first salvo against market-disrupting “FinFluencers,” a pivotal ruling that restricts who may be deemed a “customer” under FINRA rules, a new type of claim that has surged into the top 10 most common types of disputes filed in FINRA, and much more.
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Mar 19, 2024 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution.
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Jan 25, 2024 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution. We dedicate this month’s issue to FINRA’s 2024 Annual Regulatory Oversight Report. Read about the Report’s findings and observations, below.
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Dec 6, 2023 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution.
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Oct 31, 2023 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution. This month, we report on ongoing constitutional challenges to FINRA’s enforcement authority, the possible expansion of the SEC’s WhatsApp record-keeping probe to Zoom and other video calling platforms, several multimillion-dollar settlements of FINRA enforcement actions, and more.
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Sep 28, 2023 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution.
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Jul 27, 2023 | 
natlawreview.com | Joshua Klein
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution.
