Julia Dash

Oct 23, 2024 | mondaq.com | Robert Sawyer |Jeffrey Collins |Julia Dash

Key Takeaways: The SEC adopted Rule 13f-2 and the corresponding Form SHO that requires institutional investment managers ("Managers") to report certain short position and short activity data for equity securities on a month-to-month basis if certain thresholds are met. The compliance date for Rule 13f-2 and the related Form SHO is January 2, 2025. On October 13, 2023, the SEC adopted Rule 13f-2 and related Form SHO pursuant to the Securities Exchange Act of 1934 (the "Exchange Act").