Karam Putros

Jul 18, 2024 | mondaq.com | Christopher Jones |Karam Putros

Le 20 juin 2024, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié un avis relativement à la Décision générale coordonnée 31-930 relative à la dispense concernant la participation du courtier sur le marché dispensé à un syndicat de placement dans le cadre d'un placement au moyen d'un prospectus (la « décision »), laquelle permet temporairement aux courtiers sur le marché dispensé (les « CMD ») de participer, à titre de membres d'un syndicat de placement, à des...

Jul 11, 2024 | mondaq.com | Christopher Jones |Karam Putros

On June 20, 2024, the Canadian Securities Administrators (CSA) issued a notice regarding Coordinated Blanket Order 31-930 - Exemption to Allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus (order), which will temporarily allow exempt market dealers (EMDs) to participate in prospectus offerings as a member of a selling group, subject to certain limitations.

Jul 10, 2024 | jdsupra.com | Christopher A. Jones |Karam Putros

[co-author: Ruben Pinchas, Summer Law Student]On June 20, 2024, the Canadian Securities Administrators (CSA) issued a notice regarding Coordinated Blanket Order 31-930 - Exemption to Allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus (order), which will temporarily allow exempt market dealers (EMDs) to participate in prospectus offerings as a member of a selling group, subject to certain limitations.

Jun 21, 2024 | jdsupra.com | Christopher A. Jones |Karam Putros |Joe Zed

As part of its mandate to foster capital formation and competitive capital markets, the Ontario Securities Commission (OSC) has recently introduced certain time-limited initiatives to improve access to capital for early-stage businesses in Ontario. These initiatives include creating new dealer registration exemptions for early-stage businesses and not-for-profit angel investor groups and extending the self-certified investor prospectus exemption pilot program.

Jun 21, 2024 | mondaq.com | Christopher Jones |Joe Zed |Karam Putros

As part of its mandate to foster capital formation and competitive capital markets, the Ontario Securities Commission (OSC) has recently introduced certain time-limited initiatives to improve access to capital for early-stage businesses in Ontario. These initiatives include creating new dealer registration exemptions for early-stage businesses and not-for-profit angel investor groups and extending the self-certified investor prospectus exemption pilot program.