Kari Harris

Jun 5, 2024 | mondaq.com | Kari Harris

Investment Funds Chair Kari Harris recently spoke withBuyouts Insiderabout the possible changes limited partners are seeking related to continuation funds processes. Their interest in such changes stem from recent situations in which general partners have exited a continuation fund shortly after it closed. Kari said, "This sounds like another way LPs are saying, 'continuation funds are here to stay, but the process is flawed'.

Oct 9, 2023 | jdsupra.com | David Adams |Steve Ganis |Kari Harris

The US Securities and Exchange Commission (“SEC”) recently finalized sweeping new rules for private fund advisers (the “PFA Rules”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). The PFA Rules reflect the SEC’s stated goal of bringing more transparency to private funds by mandating additional and more granular disclosures. However, they also restrict or impose substantial limitations on certain contractual provisions and industry practices.

Oct 6, 2023 | mondaq.com | David Adams |Kari Harris |Steve Ganis |Talia S. Primor

The US Securities and Exchange Commission ("SEC") recently finalized sweeping new rules for private fund advisers (the "PFA Rules") under the Investment Advisers Act of 1940, as amended (the "Advisers Act"). The PFA Rules reflect the SEC's stated goal of bringing more transparency to private funds by mandating additional and more granular disclosures. However, they also restrict or impose substantial limitations on certain contractual provisions and industry practices.

Oct 4, 2023 | lexology.com | David Adams |Kari Harris |Steve Ganis |Talia S. Primor

The US Securities and Exchange Commission (“SEC”) recently finalized sweeping new rules for private fund advisers (the “PFA Rules”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). The PFA Rules reflect the SEC’s stated goal of bringing more transparency to private funds by mandating additional and more granular disclosures. However, they also restrict or impose substantial limitations on certain contractual provisions and industry practices.

Aug 11, 2023 | mondaq.com | David Adams |Steve Ganis |Kari Harris |Pete Michaels

The US Securities and Exchange Commission ("SEC") recently proposed rules for conflicts of interest in the use of predictive data analytics or similar technologies ("PDA-like technologies") by broker-dealers and investment advisers (the "PDA Conflicts Rules" or "proposed rules"). The proposed rules would generally require broker-dealers and investment advisers to "eliminate or neutralize the effects" of conflicts associated with the use of covered technologies in investor interactions.