Articles
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2 weeks ago |
today.westlaw.com | Kathie O'Donnell
Fifty years ago today, something big happened in municipal market history: Congress created the Municipal Securities Rulemaking Board. And for nearly 29 of those 50 years, Christopher "Kit" Taylor served as executive director at the MSRB – the muni...
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2 weeks ago |
bondbuyer.com | Kathie O'Donnell
Fifty years ago today, something big happened in municipal market history: Congress created the Municipal Securities Rulemaking Board. And for nearly 29 of those 50 years, Christopher "Kit" Taylor served as executive director at the MSRB – the muni market's principal regulator.
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2 weeks ago |
today.westlaw.com | Kathie O'Donnell
The Financial Industry Regulatory Authority got a bit of good news on Monday, courtesy of the nation's highest court as anorder listposted to the U.S. Supreme Court's website on June 2 indicated that Alpine Securities Corp.'s petition for a writ of...
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2 weeks ago |
bondbuyer.com | Kathie O'Donnell
The Financial Industry Regulatory Authority got a bit of good news on Monday, courtesy of the nation's highest court as an order list posted to the U.S. Supreme Court's website on June 2 indicated that Alpine Securities Corp.'s petition for a writ of certiorari in a case challenging FINRA's authority had been denied. In its Feb.
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3 weeks ago |
bondbuyer.com | Kathie O'Donnell
A father and his son pleaded guilty on Wednesdayto securities fraud and aggravated identity theft in connection with roughly $284 million of municipal bonds sold for an Arizona sports complex, a major step toward bringing to a close one chapter in this tale of bond offerings gone bad. Randy Miller, 70, and Chad Miller, 41, entered the guilty pleas before U.S. Magistrate Judge Robyn F. Tarnofsky and will be sentenced before U.S. District Judge Lewis A.
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