Kelly Griffiths

Oct 29, 2024 | lexology.com | Cinzia Donald |Kelly Griffiths |Daniel Maroske |Kathy Merrick |Jack Tipple |Kristy Yeoh | +6 more

In this month’s edition of the National Integrity Spotlight, we consider the most recent updates from the NACC, as well as updates from the various state integrity bodies. NACC updateReferral and assessment update The NACC continues to provide regular updates on the number of referrals received, the assessment process, and investigations underway.

Sep 4, 2024 | lexology.com | Sinead Lynch |Caroline Ord |Matthew Bode |Kelly Griffiths |Michael Kenny |Daniel Maroske | +14 more

This edition of the Gadens Regulatory Recap highlights recent developments from ASIC, APRA, ACCC, OAIC, Treasury, and the Federal Parliament including various enforcement actions taken by the regulators. ASIC ASIC continues extensive action against greenwashingASIC has made 47 regulatory interventions in relation to greenwashing misconduct, including commencing two Federal Court proceedings and issuing over $123,000 in infringement notices.

Aug 21, 2024 | lexology.com | Matthew Bode |Kelly Griffiths |Michael Kenny |Sinead Lynch |Daniel Maroske |Kate Mills | +9 more

This edition of the Gadens Regulatory Recap highlights recent developments from ASIC, APRA, OAIC, ACCC, and Treasury including various enforcement actions taken by the regulators. ASIC Financial advice update: The Financial Advice Update, published by ASIC on 9 August 2024, highlights key regulatory developments affecting Australian financial services (AFS) licensees and financial advisers.

Aug 8, 2024 | lexology.com | Matthew Bode |Kelly Griffiths |Michael Kenny |Sinead Lynch |Daniel Maroske |Kate Mills | +8 more

This edition of the Gadens Regulatory Recap highlights recent developments from ASIC, APRA, OAIC, ACCC, and Treasury including various enforcement actions taken by the regulators. ASICASIC’s first greenwashing case results in landmark $11.3 million penalty for MercerThe Federal Court has ordered Mercer Superannuation (Australia) Limited (Mercer) to pay $11.3 million in penalties in a “landmark” greenwashing .

Jul 11, 2024 | lexology.com | Matthew Bode |Kelly Griffiths |Michael Kenny |Sinead Lynch |Daniel Maroske |Kate Mills | +11 more

This edition of the Gadens Regulatory Recap highlights recent developments from ASIC, APRA, AFCA, ACCC, Treasury, and legislative updates, including various enforcement actions taken by the regulators. ASICAFS licensees required to notify ASIC about ‘experienced provider pathway’ declarationFrom 1 July 2024, AFS licensees must notify ASIC within 30 business days if they receive a written declaration from a financial adviser eligible for the experienced provider pathway.