Lance S. Tupikin

Jun 16, 2023 | jdsupra.com | Stefan Smith |Janet Spreen |Lance S. Tupikin

Key Takeaways Both the Nasdaq Stock Market (Nasdaq) and the New York Stock Exchange (NYSE) have submitted an amendment (Amendment No. 1) to their respective rules regarding a “compensation recovery policy” that would apply to exchange-listed companies regardless of size or home country, including accelerated filers, emerging growth companies, smaller reporting companies, foreign private issuers and controlled companies.

May 16, 2023 | jdsupra.com | Joseph P. Boeckman |Janet Spreen |Lance S. Tupikin

May 16, 2023 Joseph Boeckman, Janet Spreen, Lance Tupikin BakerHostetler + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: Key Takeaways The Securities and Exchange Commission (SEC) has adopted amendments to the rules governing the repurchase by issuers of their equity securities to modernize and improve disclosures related to, as well as to provide investors with enhanced information to enable them to evaluate the purposes and...

May 15, 2023 | lexology.com | Janet Spreen |Lance S. Tupikin |Joseph P. Boeckman

Key TakeawaysThe Securities and Exchange Commission (SEC) has adopted amendments to the rules governing the repurchase by issuers of their equity securities to modernize and improve disclosures related to, as well as to provide investors with enhanced information to enable them to evaluate the purposes and effects of, these share repurchase programs.

Mar 21, 2023 | jdsupra.com | Stefan Smith |Janet Spreen |Lance S. Tupikin

Key Takeaways Nasdaq and the New York Stock Exchange (NYSE) have submitted their respective proposed rules regarding a “compensation recovery policy” that would apply to exchange-listed companies regardless of size or home country, including accelerated filers, emerging growth companies, smaller reporting companies, foreign private issuers and controlled companies.

Mar 20, 2023 | lexology.com | Stefan Smith |Janet Spreen |Lance S. Tupikin

Key TakeawaysNasdaq and the New York Stock Exchange (NYSE) have submitted their respective proposed rules regarding a “compensation recovery policy” that would apply to exchange-listed companies regardless of size or home country, including accelerated filers, emerging growth companies, smaller reporting companies, foreign private issuers and controlled companies. The new proposed listing standards have remained analogous to the standards released by the Securities and Exchange Commission (SEC).