Lance S. Tupikin

Jun 16, 2023 | jdsupra.com | Stefan Smith |Janet Spreen |Lance S. Tupikin

Key Takeaways Both the Nasdaq Stock Market (Nasdaq) and the New York Stock Exchange (NYSE) have submitted an amendment (Amendment No. 1) to their respective rules regarding a “compensation recovery policy” that would apply to exchange-listed companies regardless of size or home country, including accelerated filers, emerging growth companies, smaller reporting companies, foreign private issuers and controlled companies.