Louisa Wong

Dec 18, 2023 | lexology.com | Stephanie Chan |Adrian Tang |Louisa Wong |Samantha Chan

On 12 December 2023, the Hong Kong Securities and Futures Commission (SFC) announced that it had obtained a three-year disqualification order from the Hong Kong Court against a former Independent Non-Executive Director (Former INED) of China Candy Holdings Limited (Company), for failing to discharge his monitoring and supervisory role as a member of the Company’s board and audit committee.

Aug 11, 2023 | lexology.com | Stephanie Chan |Adrian Tang |Louisa Wong |Samantha Chan

On 8 August 2023, the Securities and Futures Commission (SFC) announced its Consultation Conclusions on the three proposed amendments to the enforcement-related provisions in the Securities and Futures Ordinance (SFO) set out in its June 2022 Consultation Paper: The broadening of the basis on which the SFC may apply for remedial orders against a regulated person under Section 213 of the SFO; An amendment to the professional investor exemption for issuing advertisements for investment products...