Matthew Fischer

Dec 7, 2023 | jdsupra.com | Matthew Armstrong |Matthew Fischer |Bill Lee

The SEC released the final Securities Act Rule 192 relating to conflicts of interest in asset-backed securities transactions on November 27, 2023. In this OnPoint, we summarize the provisions of the final Rule 192 and important commentary provided by the SEC in the adopting release, and we highlight key changes from the initial proposal. Please see full Alert below for more information. Please see full publication below for more information.  Download PDF

Nov 3, 2023 | jdsupra.com | Matthew Armstrong |Christopher Duerden |Matthew Fischer

On October 30, 2023, after continued pressure from legislators and industry participants—and a recent lawsuit—the SEC issued an order providing relief for fixed-income securities sold pursuant to Rule 144A from the public disclosure requirements of Rule 15c2-11.

Nov 2, 2023 | lexology.com | Matthew Armstrong |Christopher Duerden |Matthew Fischer |Richard Jones |Sarah Milam

On October 30, 2023, after continued pressure from legislators and industry participants—and a recent lawsuit—the SEC issued an order providing relief for fixed-income securities sold pursuant to Rule 144A from the public disclosure requirements of Rule 15c2-11.