Matthew Solomon

Nov 27, 2023 | lexblog.com | Robin Bergen |Matthew Solomon |Tom Bednar |Sarah Choi

On November 14, the Securities and Exchange Commission announced its enforcement results for the 2023 fiscal year,[1] with case numbers up from fiscal year 2022 and monetary sanctions at the second highest level in the agency’s history, though down significantly from last year’s record highs.

Mar 28, 2023 | dockets.justia.com | Matthew Solomon

March 28, 2023 Attorneys are required by local rule to complete and file both a Civil Cover Sheet and a Designation Form. Plaintiff's counsel is directed to file COMPLETED CIVIL COVER SHEET AND DESIGNATION FORM in this case using the Notice (Other) docket event located in the Notices category. CIVIL COVER SHEET is not signed. On the DESIGNATION FORM, the Related Case section is blank. The Yes/No questions need to be signed and a signature is required. (sbt)

Mar 7, 2023 | lexblog.com | Matthew Solomon |Adam J. Fleisher |Tom Bednar |Sarah Choi

On March 1, 2023, the U.S. Department of Justice and the Securities and Exchange Commission announced insider trading charges against Terren Peizer, the CEO and Chairman of a California-based healthcare services company called Ontrak, Inc. (the “Company”) for allegedly selling Company securities while in possession of material, non-public information (“MNPI”) that one of the Company’s major customers was likely to cancel its contract.