Nathan Ford

Apr 11, 2024 | preprints.org | Emma Clarkson |Wyne Nasir |Nathan Ford

Preprint Article Version 1 This version is not peer-reviewed Version 1 : Received: 10 April 2024 / Approved: 11 April 2024 / Online: 11 April 2024 (10:28:01 CEST) Clarkson, E.; Nasir, W.; Ford, N. FAST-SCAN: Forward-looking Analysis System for Stock Trend Anticipation. Preprints 2024, 2024040780. https://doi.org/10.20944/preprints202404.0780.v1 Clarkson, E.; Nasir, W.; Ford, N. FAST-SCAN: Forward-looking Analysis System for Stock Trend Anticipation. Preprints 2024, 2024040780.

Apr 17, 2023 | jdsupra.com | Nathan Ford |Scott Moss

The Securities and Exchange Commission (the SEC) routinely prepares Division Risk Alerts to provide helpful information to federally registered investment advisers (advisers).1 On March 27, the SEC released a Division Risk Alert that summarized its examination of materials submitted by advisers that have recently registered with the SEC (newly registered advisers) to provide observations that are helpful for such advisers to consider.2 This client alert provides a brief overview of the SEC’s...