Patrick Hunt

Sep 27, 2024 | kevinmd.com | L. Joseph Parker |Danielle Arnold |Patrick Hunt |Casey Paul Schukow

The world is benefited by a variety of human beings. Almost everyone can contribute greatly to our societies, no matter what their personal drives. Even the selfish and hate-filled can give us people like Henry Ford, the antisemitic supporter of Hitler who had union organizers beaten, but also doubled the standard wage for his workers and gave us the assembly line, standardized production, and vertical integration.

Mar 25, 2024 | wealthsolutionsreport.com | Patrick Hunt

The SEC’s recent crackdown on recordkeeping violations sent shockwaves through the industry. In its February announcement, big names like Huntington Investment Company are facing a hefty $1.25 million penalty despite self-reporting their infractions. This highlights the SEC’s zero-tolerance approach to compliance, regardless of intent. The total cost to the 16 firms named was a staggering $81 million. This aggressive enforcement underscores a crucial point: compliance isn’t a checkbox exercise.