Peter Danias

Mar 26, 2024 | mondaq.com | James Bergin |Peter Danias |Anthony Raglani |Meir Lax

The Securities and Exchange Commission (SEC) has taken two important steps recently as part of a long-running U.S. government-wide push to reform the U.S. Treasury market. On December 13, 2023, the SEC published a final rule (the Treasury Clearing Requirement) under the Securities Exchange Act of 1934 (the '34 Act) that significantly expands the types of transactions in U.S. Treasuries that must be cleared through a covered clearing agency.

Mar 19, 2024 | arnoldporter.com | James Bergin |Peter Danias |Anthony Raglani |Meir Lax

The Securities and Exchange Commission (SEC) has taken two important steps recently as part of a long-running U.S. government-wide push to reform the U.S. Treasury market. On December 13, 2023, the SEC published a final rule (the Treasury Clearing Requirement) under the Securities Exchange Act of 1934 (the ’34 Act) that significantly expands the types of transactions in U.S. Treasuries that must be cleared through a covered clearing agency.

Oct 9, 2023 | mondaq.com | Stephen Culhane |Jonathan Green |Daniel M. Hawke |Peter Danias

On the last business day of its 2023 fiscal year, the U.S. Securities and Exchange Commission (SEC or Commission) announced settlements with 10 regulated entities — five broker-dealers (B-Ds), three dual-registered broker-dealers and registered investment advisors (RIAs), and two affiliated RIAs — for widespread and long-lasting failures to maintain and preserve their employees' off-channel communications.

Jul 10, 2023 | mondaq.com | Debbie Feinstein |C. Scott Lent |Peter Danias

The Federal Trade Commission (FTC or Commission), with the concurrence of the U.S. Department of Justice's (DOJ) Assistant Attorney General of the Antitrust Division, has announced proposed rules that would substantially change the information required as part of the initial filings that companies have to make under the Hart-Scott-Rodino (HSR) Act.

Jul 5, 2023 | arnoldporter.com | Debbie Feinstein |C. Scott Lent |Peter Danias

The Federal Trade Commission (FTC or Commission), with the concurrence of the U.S. Department of Justice’s (DOJ) Assistant Attorney General of the Antitrust Division, has announced proposed rules that would substantially change the information required as part of the initial filings that companies have to make under the Hart-Scott-Rodino (HSR) Act.