Robert Plaze

Jan 26, 2024 | pymnts.com | Robert Plaze |John Mahon

By:  Robert E. Plaze, John Mahon, Shaina Maldonado & Adrianna Vallee (Blockchain & The Law)On January 10, 2024, the Securities and Exchange Commission (“SEC”) issued an order granting approval for the applications of 11 spot Bitcoin exchange-traded products (the “Approved ETPs”) to list and trade their shares on a national securities exchange.[1] Consequently, each Approved ETP is slated to commence trading on either the NYSE Arca, Inc., The Nasdaq Stock Market LLC, or Cboe BZX Exchange, Inc.

Sep 15, 2023 | jdsupra.com | Robert Plaze |Robert Sutton

September 15, 2023 To embed, copy and paste the code into your website or blog: Earlier today, the SEC’s Private Fund Adviser Rules were published in the Federal Register. As with all federal regulations, publication in the Federal Register begins the countdown to the Rules’ compliance dates. These dates are listed in the table below.

Sep 15, 2023 | mondaq.com | Robert Sutton |Robert Plaze

Earlier today, the SEC's Private Fund Adviser Rules were published in the Federal Register. As with all federal regulations, publication in the Federal Register begins the countdown to the Rules' compliance dates. These dates are listed in the table below. Please see our prior alerts for an overview of the Rules' provisions, a summary of their applicability to non-U.S. investment advisers and a discussion of a legal challenge to the Rules that was recently filed by six trade associations.

Sep 14, 2023 | lexblog.com | Robert Sutton |Robert Plaze

Robert is a partner of the Private Funds Group and a member of the Corporate Department. He is a seasoned practitioner with over 20 years of experience counseling managers and advisers of private funds on regulatory matters, as well as regulatory issues related to the formation and operation of private equity, credit, real estate, infrastructure, hedge and other private funds.

Sep 14, 2023 | privateequitylitigation.com | Robert Sutton |Robert Plaze

We are 800+ lawyers serving clients from offices located in the leading financial and business centers in the Americas, Europe and Asia. The world’s leading organizations, companies and corporations choose us to be their representatives in their most critical situations. Moreover, they consider Proskauer a strategic partner to drive their business forward.