Roger Gershman

Finra arbitration panel hits Robert W. Baird & Co. with $13 million penalty http://t.co/rbBNEX70Jw

Asset managers are harvesting data to help them market mutual funds better http://t.co/ujYICclX62

Check out my new @Forbes Article - "The Top 5 Reasons For Consolidating Your Investment Accounts" http://t.co/it4lx6Edus

Goldman Sachs Is Making New Dads’ Lives Way Easier http://t.co/EYDdIQf7xc

Five years in, Janus CEO Richard Weil beats the odds but has more work to do http://t.co/9UFv8wTh5r

The top RIAs pose strong competition to large brokerages http://t.co/x9lWY3ELyO

LPL hires E*TRADE CFO Audette to replace Dan H. Arnold http://t.co/fe47Xi0XhV

Stifel deal for Barclays unit would amp up ambitions to attract elite advisers http://t.co/UBxJFu6k2f

SEC slaps charges against "retirement planners" for fraudulent life settlement sales http://t.co/VLREG2TwBQ

Eaton Vance offers to pay broker-dealers that adopt 'NextShares' active funds http://t.co/Thp0KmtwQV

SEC falls short on its own accounting, GAO says http://t.co/2zpk7V1fPU

How the biggest independent broker-dealer networks stack up http://t.co/aolyJ1Eqyk

Regulatory burdens top adviser business concerns http://t.co/egm5njLYw8

Where are people searching for financial advisers, planners and brokers?http://t.co/xIEtBZ8CF2

Advisers ramp up efforts to create tax-conscious retirement withdrawal strategies http://t.co/H7JzF0fue3

One in Six NFL Players Goes Bankrupt Within 12 Years of Retirement http://t.co/XmuSzwdV57

Check out my latest Forbes article! "Robo-Advisors vs Financial Advisors" http://t.co/jtMTezv0fk