Ronald Paterson

Aug 2, 2024 | lexology.com | Tim Fosh |Ethan Corey |Michaela Walker |Ronald Paterson |Thomas Pritchard

The UK's FCA has published final rules for the reintroduction of payments for research bundled along with execution and brokerage services. Why should I read this? Following its consultation earlier this year, which closed on 5 June 2024, the FCA has published Policy Statement PS24/9 “Payment Optionality for Investment Research” along with final rules allowing for the bundling of payments for investment research with execution and brokerage services in specified circumstances.